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Job overview

Compliance Manager

  • Location

    Wigan, Greater Manchester

  • Sector:

    Financial Services, Wealth & Investment

  • Job type:

    Permanent

  • Salary:

    £35000 - £45000 per annum

  • Consultant:

    Emily Hope

  • Email:

    emily.hope@sellickpartnership.co.uk

  • Reference:

    912982_1554990799

  • Published:

    3 months ago

  • Expiry date:

    2019-05-11

  • Start date:

    ASAP

  • Consultant:

    #

Our client is an award-nominated investment manager based in Wigan. Due to continued growth and success, they are looking for a Compliance Manager to join the business on a permanent basis.

This is a rare and exciting opportunity to join the team at an industry renowned investments house.

Reporting to the Operations Director, the Compliance Manager will take responsibility for the following:

  • Assisting the fund management business in complying with relevant rules and regulations
  • Monitoring changes to business practices and products
  • Notifying the business of changes to applicable rules and regulations
  • Writing Compliance policies and procedures
  • Maintenance of the Compliance Manual
  • Production of compliance reports for Board submission
  • Dealing with regulated individual authorisations with FCA
  • Promoting awareness of compliance with anti-money laundering rules

The Compliance Manager will meet the following skillset:

  • Process driven
  • Resilient
  • Willing to go "above and beyond" their job role in fitting with our client's company ethos
  • Ability to work in a small team
  • Previous experience within investment management is essential

If you believe your experience meets the criteria, please apply with a copy of your CV.

Note, this is a highly competitive position. We receive a high volume of applications and are unable to respond to each CV.