Compliance Monitoring Officer
£35000 - £40000 per annum
We are currently recruiting for an experienced Compliance Monitoring Officer to join a prestigious and longstanding Wealth Management firm based in the heart of Liverpool City Centre on a 12 month fixed term contract.
The Compliance Monitoring Officer will take responsibility for the following:
- Monitoring internal processes
- Liaise with stakeholders of varying levels of seniority in order to monitor and review processes
- Producing reports for senior management
- Assist in the compliance monitoring of risk, developing systems to support the design of business strategy within the firm
- Identify, measure and manage risks which may give rise to regulatory concern.
The Compliance Monitoring Officer will meet the following skillset:
- Working background within the financial services industry
- Competent understanding of an investment management business and the services it offers to clients
- Proactive natured, being able to monitor processes and find new ways to conduct work to optimise efficiency
- Diligent person with excellent attention to detail, compiling reports to the upmost accuracy
- Strong IT skills including MS Excel - pivot tables, v look ups
This is an excellent opportunity for a Compliance Monitoring Officer add value to a busy team in a fast paced environment.
If you have the relevant skill set of a Compliance Monitoring Officer, please apply now to be considered.
Candidates without the required experience will not be reviewed for this position.
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